Compliance
The Compliance Department of Rives, Leavell & Co. plays a vital role
in compiling and providing accurate, detailed information about church
bond issues to investors and other departments within RLC. Providing
proper disclosure documents (prospectuses) enables investors to make
fully informed purchase decisions regarding specific bond issues. In
addition to providing this documentation,
the Compliance Department analyzes and reviews the credit worthiness
of borrowers, works with the Loan Officers in structuring a financing
program that best meets the borrower’s needs, prepares all legal
documents for closing, and provides for the regulatory clearance of issues
in the various state jurisdictions.
With many years of combined lending experience, the professionals in
RLC’s Compliance Department know that teamwork is the key to success
in providing service excellence to both borrowers and investors. Organized
to take advantage of the strengths of the individual team members (financial
analysis, document preparation, regulatory requirements…), the
Compliance team delivers support services to churches in the
preparation and filing of their bond issues and clear and accurate information
to investors through the prospectuses.
If you need more information about the Compliance Department at Rives,
Leavell & Co., feel free to contact us, or you can use our .
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